Key Responsibilities: Manage and develop team members, overseeing work performed by outsourced operations teams, including Client BPO. Create and maintain operational policies and procedures ensuring compliance with SEC, Client, NFA, CFTC, and other exchange regulations. Build and maintain relationships with clients, including hedge funds, market makers, trading houses, and family offices, ensuring effective communication and problem resolution. Collaborate with the Front Office to establish best practices, streamline operations, increase automation, and strengthen control frameworks. Perform daily middle office tasks including trade booking, reconciliation, confirmation, cash flow management, and regulatory reporting. Engage with vendors and internal stakeholders to support automation and resolve operational challenges. Experience: Minimum of 10 years of experience in a financial institution, including at least 3 years in a management role. Must have extensive knowledge of global markets or Prime Brokerage. Knowledge of the full trade lifecycle for Fixed Income, Equities, and Options, including Fedwire, DTC/NSCC, and OCC settlement processes. Strong familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE. Working knowledge of DTC/NSCC and international settlements. Series 99 and 27 required. Base Salary - $225,000-$300,000 depending on experience Phaxis
An excellent, growing firm is adding an ENROLLED AGENT to their firm. This is a great position for someone who wants to grow in their career. As a Enrolled Agent, you will be responsible for tax preparation and overview while developing and implementing strategies to...
No CDL Class A CDL Team Driver for FedEx Ground F43 JobREQUIREMENTS:Must have Class A CDL and Doubles Endorsement.Student Drivers must have graduated from approved FedEx school. Student drivers can have 6 months Tractor Trailer experience prior to hire OR they will...
...Policy Specialist to fill exciting opportunities supporting the federal government. This position is located in Washington, DC,... ...disability, or status as a protected veteran. IMS is a federal contractor that desires priority referrals of protected veterans for job...
...ELL Teacher # Teach ELL class two mornings a week. # Administer tests - TABE CLAS-E, CASAS Daytime... ...EMPLOYMENT: Salary and work calendar to be established by the Board Of Education. Benefits according to Board policies. FLSA: Non - Exempt...
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