We are seeking an experienced Compliance Project Manager with extensive expertise in broker-dealer services and financial regulatory compliance to join a high-performing team within a leading Hedge Fund in New York City. This is an exciting 12-month contract opportunity for a seasoned professional to lead the development of a Broker Dealer Services framework, enhancing regulatory adherence, operational efficiency, and risk mitigation. The ideal candidate will be a subject matter expert in broker-dealer operations and possess a deep understanding of US and global regulatory frameworks. This role is perfect for a proactive leader with a strong background in hedge funds, broker-dealers, or prime brokerage, who can define policies, build scalable infrastructure, and drive end-to-end compliance initiatives in a fast-paced environment. Responsibilities: Act as a subject matter expert (SME) on broker-dealer regulations, including SEC, FINRA, CFTC, and applicable global frameworks, ensuring robust compliance and risk management. Lead the end-to-end development of the Broker Dealer Services framework, from defining policies and procedures to building scalable infrastructure and ensuring operational excellence. Collaborate with compliance, operations, legal, and technology teams to enhance capabilities in regulatory adherence, operational efficiency, and risk mitigation. Design and implement processes to support broker-dealer activities, ensuring scalability and alignment with organizational goals. Interpret regulatory requirements, assess their impact on operations, and drive strategic solutions to maintain compliance. Manage stakeholder relationships, leading initial discussions, overseeing project delivery, and influencing senior leadership with clear, actionable insights. Support regulatory audits, examinations, and inquiries, ensuring preparedness and alignment with industry standards. Requirements Bachelor’s degree in Finance, Business, Law, or a related field. 10+ years of experience in financial services, with a strong focus on hedge funds, broker-dealers, or prime brokerage. Extensive knowledge of SEC, FINRA, CFTC, and global regulatory frameworks governing broker-dealer activities. Proven experience in defining policies, building compliance infrastructure, and ensuring scalability within a regulatory context. Strong project management skills, with a track record of leading end-to-end initiatives from inception to implementation. Exceptional analytical and problem-solving abilities, with the capacity to design and optimize processes in a complex, fast-paced environment. Excellent communication skills, with the ability to influence senior stakeholders and collaborate effectively across teams. Hands-on experience in regulatory compliance within financial services, ideally with broker-dealer operations. Benefits Corp to Corp rate of $900–$1000 per day. 12-month contract with an immediate start. Fully onsite role requiring 5 days a week in the office. GMASS Inc
...Weekly pay and up to 80 hours of PTO per year! Thrive Skilled Pediatric Care, one of the leading providers of skilled pediatric home care, isseeking a nurse for a clientin Greensboro, NC. Shifts Available: Sunday, Tuesday and Wednesday 10:00PM - 6:00AM If you...
...Demonstrate the company's core values of respect, honesty, integrity, diversity, inclusion and safety.Based in Portland, Oregon, Fred Meyer merged with The Kroger Company in 1998. Today, we're proudly serving Fred Meyer customers in over 120 stores throughout Oregon, Washington...
Overview: It's an exciting time to join Lowes Foods! In addition to being part of a family-owned and growing company, we offer great pay and excellent benefits including Medical, Dental, and Vision, 401K and Pension Plan, a discount for shopping, paid time off, weekly...
...willing to invest in you! Our comprehensive, fully paid six-month training program includes all training materials, class discussions,... ...have new training classes starting every month. Our in-office development program provides the training you need and the encouragement...
...Job Description Job Description Part time position available at our Horizon Homes meal site. Duties include serving food to senior citizens & light paperwork. M-F, 10:00-1:00pm. $10.00 per hour. Must pass background check, driver's license check & drug test required...